<?xml version="1.0"?>
<!DOCTYPE document [
  <!ENTITY project SYSTEM "project.xml">
]>
<document url="ssl-howto.html">

    &project;

    <properties>
        <author email="ccain@apache.org">Christopher Cain</author>
        <title>SSL Configuration HOW-TO</title>
    </properties>

<body>


<section name="Quick-Start Version">

    <blockquote><em>
    <p>The description below uses the variable name $CATALINA_HOME
    to refer to the directory into which you have installed Tomcat 5,
    and is the base directory against which most relative paths are
    resolved.  However, if you have configured Tomcat 5 for multiple
    instances by setting a CATALINA_BASE directory, you should use
    $CATALINA_BASE instead of $CATALINA_HOME for each of these
    references.</p>
    </em></blockquote>

<p>To install and configure SSL support on Tomcat 5, you need to follow
these simple steps.  For more information, read the rest of this HOW-TO.</p>
<ol>
<li>If you are running a 1.3 JVM, download JSSE 1.0.3 (or later) from
   <a href="http://java.sun.com/products/jsse/">http://java.sun.com/products/jsse/</a>
   and either make it an <em>installed extension</em> on the system, or else
   set an environment variable <code>JSSE_HOME</code> that points at the
   directory into which you installed JSSE.  </li><br/><br/>
<li>Create a certificate keystore by executing the following command:
<p>Windows:</p>
<source>
%JAVA_HOME%\bin\keytool -genkey -alias tomcat -keyalg RSA
</source>
<p>Unix:</p>
<source>
$JAVA_HOME/bin/keytool -genkey -alias tomcat -keyalg RSA
</source>
<p></p>
    and specify a password value of "changeit".</li><br/><br/>
<li>Uncomment the "SSL HTTP/1.1 Connector" entry in
    <code>$CATALINA_HOME/conf/server.xml</code> and tweak as necessary.</li>
    <br/><br/>
</ol>


</section>


<section name="Introduction to SSL">

<p>SSL, or Secure Socket Layer, is a technology which allows web browsers and
web servers to communicate over a secured connection.  This means that the data
being sent is encrypted by one side, transmitted, then decrypted by the other
side before processing.  This is a two-way process, meaning that both the
server AND the browser encrypt all traffic before sending out data.</p>

<p>Another important aspect of the SSL protocol is Authentication.  This means
that during your initial attempt to communicate with a web server over a secure
connection, that server will present your web browser with a set of
credentials, in the form of a "Certificate", as proof the site is who and what
it claims to be.  In certain cases, the server may also request a Certificate
from your web browser, asking for proof that <em>you</em> are who you claim
to be.  This is known as "Client Authentication," although in practice this is
used more for business-to-business (B2B) transactions than with individual
users.  Most SSL-enabled web servers do not request Client Authentication.</p>

</section>

<section name="SSL and Tomcat">

<p>It is important to note that configuring Tomcat to take advantage of
secure sockets is usually only necessary when running it as a stand-alone
web server.  When running Tomcat primarily as a Servlet/JSP container behind
another web server, such as Apache or Microsoft IIS, it is usually necessary
to configure the primary web server to handle the SSL connections from users.
Typically, this server will negotiate all SSL-related functionality, then
pass on any requests destined for the Tomcat container only after decrypting
those requests.  Likewise, Tomcat will return cleartext responses, that will
be encrypted before being returned to the user's browser.  In this environment,
Tomcat knows that communications between the primary web server and the
client are taking place over a secure connection (because your application
needs to be able to ask about this), but it does not participate in the
encryption or decryption itself.</p>

</section>

<section name="Certificates">

<p>In order to implement SSL, a web server must have an associated Certificate
for each external interface (IP address) that accepts secure connections.
The theory behind this design is that a server should provide some kind of
reasonable assurance that its owner is who you think it is, particularly
before receiving any sensitive information.  While a broader explanation of
Certificates is beyond the scope of this document, think of a Certificate
as a "digital driver's license" for an Internet address.  It states what
company the site is associated with, along with some basic contact
information about the site owner or administrator.</p>

<p>This "driver's license" is cryptographically signed by its owner, and is
therefore extremely difficult for anyone else to forge.  For sites involved
in e-commerce, or any other business transaction in which authentication of
identity is important, a Certificate is typically purchased from a well-known
<em>Certificate Authority</em> (CA) such as VeriSign or Thawte.  Such
certificates can be electronically verified -- in effect, the Certificate
Authority will vouch for the authenticity of the certificates that it grants,
so you can believe that that Certificate is valid if you trust the Certificate
Authority that granted it.</p>

<p>In many cases, however, authentication is not really a concern.  An
administrator may simply want to ensure that the data being transmitted and
received by the server is private and cannot be snooped by anyone who may be
eavesdropping on the connection.  Fortunately, Java provides a relatively
simple command-line tool, called <code>keytool</code>, which can easily create
a "self-signed" Certificate.  Self-signed Certificates are simply user
generated Certificates which have not been officially registered with any
well-known CA, and are therefore not really guaranteed to be authentic at all.
Again, this may or may not even be important, depending on your needs.</p>

</section>

<section name="General Tips on Running SSL">

<p>The first time a user attempts to access a secured page on your site,
he or she is typically presented with a dialog containing the details of
the certificate (such as the company and contact name), and asked if he or she
wishes to accept the Certificate as valid and continue with the transaction.
Some browsers will provide an option for permanently accepting a given
Certificate as valid, in which case the user will not be bothered with a
prompt each time they visit your site.  Other browsers do not provide this
option.  Once approved by the user, a Certificate will be considered valid
for at least the entire browser session.</p>

<p>Also, while the SSL protocol was designed to be as efficient as securely
possible, encryption/decryption is a computationally expensive process from
a performance standpoint.  It is not strictly necessary to run an entire
web application over SSL, and indeed a developer can pick and choose which
pages require a secure connection and which do not.  For a reasonably busy
site, it is customary to only run certain pages under SSL, namely those
pages where sensitive information could possibly be exchanged.  This would
include things like login pages, personal information pages, and shopping
cart checkouts, where credit card information could possibly be transmitted.
Any page within an application can be requested over a secure socket by
simply prefixing the address with <code>https:</code> instead of
<code>http:</code>.  Any pages which absolutely <strong>require</strong>
a secure connection should check the protocol type associated with the
page request and take the appropriate action of <code>https</code> is not
specified.</p>

<p>Finally, using name-based virtual hosts on a secured connection can be
problematic.  This is a design limitation of the SSL protocol itself.  The SSL
handshake, where the client browser accepts the server certificate, must occur
before the HTTP request is accessed.  As a result, the request information
containing the virtual host name cannot be determined prior to authentication,
and it is therefore not possible to assign multiple certificates to a single
IP address.  If all virtual hosts on a single IP address need to authenticate
against the same certificate, the addition of multiple virtual hosts should not
interfere with normal SSL operations on the server.  Be aware, however, that
most client browsers will compare the server's domain name against the domain
name listed in the certificate, if any (applicable primarily to official,
CA-signed certificates).  If the domain names do not match, these browsers will
display a warning to the client user.  In general, only address-based virtual
hosts are commonly used with SSL in a production environment.</p>

</section>

<section name="Configuration">

<subsection name="Download and Install JSSE">

<p>Download the <em>Java Secure Socket Extensions</em> (JSSE) package,
version 1.0.3 or later, from
<a href="http://java.sun.com/products/jsse/">http://java.sun.com/products/jsse/</a>.
If you built Tomcat from source, you have probably already downloaded this
package.  If you are running JDK 1.4.x, these classes have
been integrated directly into the JDK, so you can skip this entire step.</p>

<p>After expanding the package, there are two ways to make it available to
Tomcat (choose one or the other):</p>
<ul>
<li>Make JSSE an <em>installed extension</em> by copying all three JAR files
    (<code>jcert.jar</code>, <code>jnet.jar</code>, and <code>jsse.jar</code>)
    into your <code>$JAVA_HOME/jre/lib/ext</code> directory.</li>
<li>Create a new environment variable <code>JSSE_HOME</code> that contains
    the absolute path to the directory into which you unpacked the
    JSSE binary distribution.</li>
</ul>

</subsection>

<subsection name="Prepare the Certificate Keystore">

<p>Tomcat currently operates only on <code>JKS</code> or <code>PKCS12</code>
format keystores.  The <code>JKS</code> format
is Java's standard "Java KeyStore" format, and is the format created by the
<code>keytool</code> command-line utility.  This tool is included in the JDK.
The <code>PKCS12</code> format is an internet standard, and can be manipulated
via (among other things) OpenSSL and Microsoft's Key-Manager.  However, 
currently there are some limitations on the support for <code>PKCS12</code>.
</p>

<p>To import an existing certificate into a JKS keystore, please read the
documentation (in your JDK documentation package) about <code>keytool</code>.
</p>
<p>To import an existing certificate signed by your own CA into a PKCS12 
keystore using OpenSSL you would execute a command like:
<source>openssl pkcs12 -export -infile mycert.crt -inkey mykey.key \
                        -outfile mycert.p12 -name tomcat -CAfile myCA.crt \
                        -caname root -chain
</source>
For more advanced cases, consult the <a href="http://www.openssl.org/">OpenSSL
documententation</a>.
</p>
<p>To create a new keystore from scratch, containing a single self-signed
Certificate, execute the following from a terminal command line:</p>
<p>Windows:</p>
<source>
%JAVA_HOME%\bin\keytool -genkey -alias tomcat -keyalg RSA
</source>
<p>Unix:</p>
<source>
$JAVA_HOME/bin/keytool -genkey -alias tomcat -keyalg RSA
</source>

<p>(The RSA algorithm should be preferred as a secure algorithm, and this
also ensures general compatibility with other servers and components.)</p>

<p>This command will create a new file, in the home directory of the user
under which you run it, named "<code>.keystore</code>".  To specify a
different location or filename, add the <code>-keystore</code> parameter,
followed by the complete pathname to your keystore file,
to the <code>keytool</code> command shown above.  You will also need to
reflect this new location in the <code>server.xml</code> configuration file,
as described later.  For example:</p>
<p>Windows:</p>
<source>
%JAVA_HOME%\bin\keytool -genkey -alias tomcat -keyalg RSA \
  -keystore \path\to\my\keystore
</source>
<p>Unix:</p>
<source>
$JAVA_HOME/bin/keytool -genkey -alias tomcat -keyalg RSA \
  -keystore /path/to/my/keystore
</source>

<p>After executing this command, you will first be prompted for the keystore
password.  The default password used by Tomcat is "<code>changeit</code>"
(all lower case), although you can specify a custom password if you like.
You will also need to specify the custom password in the
<code>server.xml</code> configuration file, as described later.</p>

<p>Next, you will be prompted for general information about this Certificate,
such as company, contact name, and so on.  This information will be displayed
to users who attempt to access a secure page in your application, so make
sure that the information provided here matches what they will expect.</p>

<p>Finally, you will be prompted for the <em>key password</em>, which is the
password specifically for this Certificate (as opposed to any other
Certificates stored in the same keystore file).  You <strong>MUST</strong>
use the same password here as was used for the keystore password itself.
(Currently, the <code>keytool</code> prompt will tell you that pressing the
ENTER key does this for you automatically.)</p>

<p>If everything was successful, you now have a keystore file with a
Certificate that can be used by your server.</p>

</subsection>

<subsection name="Edit the Tomcat Configuration File">

<p>The final step is to configure your secure socket in the
<code>$CATALINA_HOME/conf/server.xml</code> file, where
<code>$CATALINA_HOME</code> represents the directory into which you
installed Tomcat 5.  An example <code>&lt;Connector&gt;</code> element
for an SSL connector is included in the default <code>server.xml</code>
file installed with Tomcat.  It will look something like this:</p>
<source>
&lt;-- Define a SSL Coyote HTTP/1.1 Connector on port 8443 --&gt;
&lt;!--
&lt;Connector className="org.apache.coyote.tomcat5.CoyoteConnector"
           port="8443" minProcessors="5" maxProcessors="75"
           enableLookups="true" disableUploadTimeout="true"
           acceptCount="100" debug="0" scheme="https" secure="true";
           clientAuth="false" sslProtocol="TLS"/&gt;
--&gt;
</source>

<p>You will note that the Connector element itself is commented out by default,
so you will need to remove the comment tags around it.  Then, you can
customize the specified attributes as necessary.  For detailed information
about the various options, consult the
<a href="config/index.html">Server Configuration Reference</a>.  The
following discussion covers only those attributes of most interest when
setting up SSL communication.</p>

<p>The <code>port</code> attribute (default value is 8443) is the TCP/IP
port number on which Tomcat will listen for secure connections.  You can
change this to any port number you wish (such as to the default port for
<code>https</code> communications, which is 443).  However, special setup
(outside the scope of this document) is necessary to run Tomcat on port
numbers lower than 1024 on many operating systems.</p>

  <blockquote><em>
  <p>If you change the port number here, you should also change the
  value specified for the <code>redirectPort</code> attribute on the
  non-SSL connector.  This allows Tomcat to automatically redirect
  users who attempt to access a page with a security constraint specifying
  that SSL is required, as required by the Servlet 2.4 Specification.</p>
  </em></blockquote>

<p>There are addional option used to configure the SSL protocol.
  You may need to add or change the following attribute
values, depending on how you configured your keystore earlier:</p>

<table border="1">
  <tr>
    <th>Attribute</th>
    <th>Description</th>
  </tr>
  <tr>
    <td><code>clientAuth</code></td>
    <td>Set this value to <code>true</code> if you want Tomcat to require
        all SSL clients to present a client Certificate in order to use
        this socket.  Set this value to <code>want</code> if you want Tomcat
        to request a client Certificate, but not fail if one isn't presented.
    </td>
  </tr>
  <tr>
    <td><code>keystoreFile</code></td>
    <td>Add this attribute if the keystore file you created is not in
        the default place that Tomcat expects (a file named
        <code>.keystore</code> in the user home directory under
        which Tomcat is running).  You can specify an absolute pathname,
        or a relative pathname that is resolved against the
        <code>$CATALINA_BASE</code> environment variable.</td>
  </tr>
  <tr>
    <td><code>keystorePass</code></td>
    <td>Add this element if you used a different keystore (and Certificate)
        password than the one Tomcat expects (<code>changeit</code>).</td>
  </tr>
  <tr>
    <td><code>keystoreType</code></td>
    <td>Add this element if using a PKCS12 keystore.  The valid values are
        <code>JKS</code> and <code>PKCS12</code>.</td>
  </tr>
  <tr>
    <td><code>sslProtocol</code></td>
    <td>The encryption/decryption protocol to be used on this socket.
        It is not recommended to change this value if you are using Sun's
        JVM.  It is reported that IBM's 1.4.1 implementation
        of the TLS protocol is not compatible with some popular browsers.
        In this case, use the value <code>SSL</code>.</td>
  </tr>
  <tr>
    <td><code>ciphers</code></td>
    <td>The comma separated list of encryption ciphers that this socket is 
        allowed to use.  By default, any available cipher is allowed.</td>
  </tr>
  <tr>
    <td><code>algorithm</code></td>
    <td>The <code>X509</code> algorithm to use.  This defaults to the Sun 
        implementation (<code>SunX509</code>).  For IBM JVMs you should use
        the value <code>IbmX509</code>.  For other vendors, consult the JVM
        documentation for the correct value.
    </td>
  </tr>
  <tr>
   <td><code>truststoreFile</code></td>
   <td>The TrustStore file to use to validate client certificates.</td>
  </tr>
  <tr>
   <td><code>truststorePass</code></td>
   <td>The password to access the TrustStore.  This defaults to the value
       of <code>keystorePass</code>.</td>
  </tr>
  <tr>
   <td><code>truststoreType</code></td>
    <td>Add this element if your are using a different format for the 
        TrustStore then you are using for the KeyStore.  The valid values are
        <code>JKS</code> and <code>PKCS12</code>.</td>
  </tr>
</table>

<p>After completing these configuration changes, you must restart Tomcat as
you normally do, and you should be in business.  You should be able to access
any web application supported by Tomcat via SSL.  For example, try:</p>
<source>
https://localhost:8443
</source>

<p>and you should see the usual Tomcat splash page (unless you have modified
the ROOT web application).  If this does not work, the following section
contains some troubleshooting tips.</p>

</subsection>

</section>

<section name="Installing a Certificate from a Certificate Authority">
<p>To obstain and install a Certificate from a Certificate Authority (like verisign.com, thawte.com 
or trustcenter.de) you should have read the previous section and then follow these instructions:</p>

<subsection name="Create a local Certificate Signing Request (CSR)">
<p>In order to obtain a Certificate from the Certificate Authority of your choice 
you have to create a so called Certificate Signing Request (CSR). That CSR will be used 
by the Certificate Authority to create a Certificate that will identify your website 
as "secure". To create a CSR follow these steps:</p>
<ul>
<li>Create a local Certificate (as described in the previous section):
	<source>keytool -genkey -alias tomcat -keyalg RSA \
	-keystore &lt;your_keystore_filename&gt;</source>
	Note: In some cases you will have to enter the domain of your website (i.e. <code>www.myside.org</code>)
	in the field "first- and lastname" in order to create a working Certificate. 
</li>
<li>The CSR is then created with:
	<source>keytool -certreq -keyalg RSA -alias tomcat -file certreq.csr \
	-keystore &lt;your_keystore_filename&gt;</source>
</li>
</ul>
<p>Now you have a file called <code>certreq.csr</code> that you can submit to the Certificate Authority (look at the
documenation of the Certificate Authority website on how to do this). In return you get a Certificate.</p>
</subsection>

<subsection name="Importing the Certificate">
<p>Now that you have your Certificate you can import it into you local keystore. 
First of all you have to import a so called Chain Certificate or Root Certificate into your keystore. 
After that you can procede with importing your Certificate.</p>

<ul>
<li>Download a Chain Certificate from the Certificate Authority you obtained the Certificate from.<br/>
	For Verisign.com go to: http://www.verisign.com/support/install/intermediate.html<br/>
	For Trustcenter.de go to: http://www.trustcenter.de/certservices/cacerts/en/en.htm#server<br/>
	For Thawte.com go to: http://www.thawte.com/certs/trustmap.html<br/>
</li>
<li>Import the Chain Certificate into you keystore
    <source>keytool -import -alias root -keystore &lt;your_keystore_filename&gt; \
	-trustcacerts -file &lt;filename_of_the_chain_certificate&gt;</source>
</li>
<li>And finally import your new Certificate
	<source>keytool -import -alias tomcat -keystore &lt;your_keystore_filename&gt; \
	-trustcacerts -file &lt;your_certificate_filename&gt;</source>
</li>
</ul>
</subsection>
</section>

<section name="Troubleshooting">

<p>Here is a list of common problems that you may encounter when setting up
SSL communications, and what to do about them.</p>

<ul>

<li>I get "java.security.NoSuchAlgorithmException" errors in my
    log files.
    <blockquote>
    <p>The JVM cannot find the JSSE JAR files.  Follow all of the directions to
    <a href="#Download and Install JSSE">download and install JSSE</a>.</p>
    </blockquote></li>

<li>When Tomcat starts up, I get an exception like
    "java.io.FileNotFoundException: {some-directory}/{some-file} not found".
    <blockquote>
    <p>A likely explanation is that Tomcat cannot find the keystore file
    where it is looking.  By default, Tomcat expects the keystore file to
    be named <code>.keystore</code> in the user home directory under which
    Tomcat is running (which may or may not be the same as yours :-).  If
    the keystore file is anywhere else, you will need to add a
    <code>keystoreFile</code> attribute to the <code>&lt;Factory&gt;</code>
    element in the <a href="#Edit the Tomcat Configuration File">Tomcat
    configuration file</a>.</p>
    </blockquote></li>

<li>When Tomcat starts up, I get an exception like
    "java.io.FileNotFoundException:  Keystore was tampered with, or
    password was incorrect".
    <blockquote>
    <p>Assuming that someone has not <em>actually</em> tampered with
    your keystore file, the most likely cause is that Tomcat is using
    a different password than the one you used when you created the
    keystore file.  To fix this, you can either go back and
    <a href="#Prepare the Certificate Keystore">recreate the keystore
    file</a>, or you can add or update the <code>keystorePass</code>
    attribute on the <code>&lt;Factory&gt;</code> element in the
    <a href="#Edit the Tomcat Configuration File">Tomcat configuration
    file</a>.  <strong>REMINDER</strong> - Passwords are case sensitive!</p>
    </blockquote></li>

</ul>

<p>If you are still having problems, a good source of information is the
<strong>TOMCAT-USER</strong> mailing list.  You can find pointers to archives
of previous messages on this list, as well as subscription and unsubscription
information, at
<a href="http://jakarta.apache.org/site/mail.html">http://jakarta.apache.org/site/mail.html"</a>.</p>

</section>

</body>

</document>
